許可證和監管訊息
亞太地區
澳洲
Convera 透過 Convera Australia Pty Ltd（「Convera」）ABN 24 150 129 749 和 AFSL 404092 在澳洲開展業務，並受澳洲證券和投資委員會 (ASIC) 監管，許可證號碼為 404092。我們也在澳洲金融市場協會 (AFMA)、澳洲交易報告中心 (AUSTRAC) 和澳洲金融投訴管理局 (AFCA) 註冊。
香港
Convera Hong Kong Limited 由香港海關授權許可，許可證號為 12-06-00062。
紐西蘭
Convera AUSTRALIA PTY LTD（紐西蘭分公司）獲得紐西蘭公司註冊處金融服務提供者註冊（FSPR）許可，許可證號碼為 549300FY5PQTSMJKWY35。同時也獲得金融市場管理局 (FMA) 的許可，許可證號碼公司號碼：3527631 NZBN：9429030968608.在金融服務投訴有限公司 (FSCL)、紐西蘭警察金融情報部門 (NZ FIU) 和紐西蘭內政部 (DIA) 註冊。
新加坡
Convera 新加坡私人有限公司根據新加坡金融管理局 (MAS) 核發之牌照編號 PS20200438，以及新加坡金融私人有限公司 (Convera Singapore Financial Pte Ltd) 根據牌照編號 CMS100116 獲准經營。
歐洲和英國
捷克共和國
Convera Europe S.A.，（捷克共和國分公司）在捷克國家銀行註冊為註冊機構，並在金融分析辦公室 (FAU) 註冊。
法國
Convera Europe S.A. 法國分公司已在 ACPR 註冊：審慎監理局、法國金融市場管理局 (Autorite des Marches Financiers–AMF) 以及情報處理和打擊非法金融網絡行動部門 (TRACFIN)。
意大利
Convera Europe Financial S.A. 意大利分公司在意大利國家交易所委員會 (Consob)、金融情報機構 (UIF) 和意大利銀行 (Prudential) 註冊。
盧森堡
Convera Europe S.A. 獲盧森堡金融業監管委員會 (CSSF) 核發許可，其許可編號為：Z-0000028（適用於《支付服務指令》PSD）；P00000550（適用於《金融工具市場指令》MiFID）。同時亦獲盧森堡金融情報單位 (CRF) 核發許可，其許可證號碼為 P550。該許可證是我們所有歐洲分支機構的通行證。
馬爾他
Convera Malta Financial Limited 由馬耳他金融服務管理局授權，許可證號碼為 549300FY5PQTSMJKWY35。
波蘭
Convera Europe S.A 波蘭分公司已在金融資訊總監察局 (GIFI)、金融部長辦公室 (MF) 和波蘭金融監理局註冊。
西班牙
Convera 歐洲金融有限公司西班牙分行已在西班牙國家市場委員會、西班牙防止洗錢和貨幣犯罪委員會執行局 (SEPBLAC) 和西班牙銀行註冊。
瑞士
Convera Switzerland, LLC 獲得 Eidgenössische Finanzmarktaufsicht FINMA 許可。該實體也正在洗錢報告辦公室 (MROS) 和 VQF 註冊。
英國
Convera UK Limited 已獲得英國金融行為監管局 (FCA) 的許可，許可證號碼為 CUKL：04380026，FCA 參考編號：517165，以及許可證號碼為 CUKL 的 HMRC：XSML00000105522. Convera UK Financial Limited 由英國金融行為監管局 (FCA) 授權，許可證號碼為 CUKFL：13682869.
北美洲
加拿大
Convera 加拿大 ULC 由溫哥華市授權，許可證號碼為 24-132006-01（貨幣服務），由溫哥華市授權，許可證號碼為 24-121524-01（金融服務），由魁北克稅務局授權，許可證號碼為 CCULC–0000000000014060。該實體也在不列顛哥倫比亞省證券委員會 (BCSC)、安大略省證券委員會 (OSC)、加拿大金融交易和報告分析中心 (FINTRAC) 註冊為 AML / FIU（註冊號：CCULC–166093）和加拿大銀行。
Convera UK Limited 也獲得了魁北克稅務局的許可，許可證號為 CUKL–0000000000010995，並在加拿大金融交易和報告分析中心 (FINTRAC) 註冊為 AML / FIU（註冊號：CUKL–147648）。
美國
Convera USA, LLC 已在金融犯罪執法網絡 (FinCEN) 和外國資產控制辦公室 (OFAC) 註冊，並在美國持有 54 個許可證，如下所示：
| 許可證 | 許可證號碼 |
| Alabama Securities Commission | 457 |
| Alaska Department of Commerce, Community, and Economic Development | AKMT-10044 |
| Alaska Department of Commerce, Community, and Economic Development | 2163462 |
| State of Arizona Department of Insurance and Financial Institutions | 2163462 |
| Arkansas Securities Department | 42817 |
| by State of California Department of Financial Protection & Innovation | 2022 |
| Colorado Division of Banking | 500153 |
| State of Connecticut Department of Banking | MT-907333 |
| State of Delaware Office of the State Bank Commissioner | 9504 |
| Government of the District of Columbia Department of Insurance, Securities, and Banking | MTR907333. |
| State of Florida Office of Financial Regulation | FT230000387. |
| State of Georgia Department of Banking and Finance | 9344 |
| Government of Guam Department of Revenue and Taxation | 03-202000262-001 |
| State of Hawaii Department of Commerce and Consumer Affairs Division of Financial Institutions | HIMT065 |
| Idaho Department of Finance | MTL-105 |
| State of Illinois Department of Financial Professional Regulation Division of Financial Institutions | MT.0000214 |
| State of Indiana Department of Financial Institutions | 17098 |
| State of Iowa Division of Banking | 2005-0058 |
| Kansas Office of the State Bank Commissioner | MT.0300001 |
| Commonwealth of Kentucky Department of Financial Institutions | SC18091 |
| State of Louisiana Commissioner of Financial Institutions | 292 |
| State of Maine Department of Professional & Financial Regulation Bureau of Consumer Credit Protection | MD1443 |
| State of Maryland Department of Labor Commissioner of Financial Regulation | 907333 |
| Commonwealth of Massachusetts Office of Consumer Affairs and Business Regulation Division of Banks | CS0016 (Check Seller) FT0041 (Foreign Transmittal Agency) |
| State of Michigan Department of Insurance and Financial Services | MT0016885 |
| State of Minnesota Department of Commerce | MN-MT-52034 |
| Mississippi Department of Banking and Consumer Finance | 907333. |
| State of Missouri Division of Finance | MO-25-5884 |
| State of Nebraska Department of Banking and Finance | MT.0001009-M |
| State of Nevada Department of Business and Industry Financial Institutions Division | MT11190 |
| State of New Hampshire Banking Department | 13425-MT |
| State of New Jersey Department of Banking and Insurance | 0634545-C22 |
| State of New Mexico Regulation and Licensing Department Financial Institutions Division | 907333 |
| New York State Department of Financial Services | 104915 |
| North Carolina Commissioner of Banks | 127351 |
| State of North Dakota Department of Financial Institutions | MT102096 |
| State of Ohio Department of Commerce Division of Financial Institutions | OHMT051 |
| State of Oklahoma Office of State Bank Commissioner | OKDOB001 |
| Oregon Department of Consumer and Business Services Division of Financial Regulation | MTX-30074 |
| Commonwealth of Pennsylvania Department of Banking | 18024 |
| Estado Libre Asociado de Puerto Rico Oficina Del Comisionado de Instituciones Financieras | TM-038 |
| State of Rhode Island Department of Business Regulation Division of Banking | 20203984CT |
| South Carolina Attorney General | 907333 |
| South Dakota Department of Labor Regulation Division of Banking | 907333.MT |
| Tennessee Department of Financial Institutions | 103 |
| State of Texas Department of Banking | 2334 |
| State of Utah Department of Financial Institutions | 57 |
| State of Vermont Commissioner of Financial Regulation | 100-020. |
| Commonwealth of Virginia State Corporation Commission Bureau of Financial Institutions | MO-152 |
| State of Washington Department of Financial Institutions | 550-MT-28272 |
| State of West Virginia Division of Financial Institutions | WVMT-907333. |
| State of Wisconsin Department of Financial Institutions | 124-SOC. |
| State of Wyoming Division of Banking | 7189 |