Licenses and regulatory information
Asia Pacific
Australia
Convera conducts business in Australia through Convera Australia Pty Ltd (“Convera”) ABN 24 150 129 749 and AFSL 404092 and is regulated by the Australian Securities and Investments Commission (ASIC) under license number 404092. We’re also registered in Australia with the Australian Financial Markets Association (AFMA), Australian Transaction Report Centre (AUSTRAC) and Australian Financial Complaints Authority (AFCA).
Hong Kong
Convera Hong Kong Limited is licensed by the Hong Kong – Customs and Excise Department under license number 12-06-00062.
New Zealand
CONVERA AUSTRALIA PTY LTD (NZ Branch) Licensed by New Zealand Companies Office Registration Financial Services Provider Registration (FSPR) under license number 549300FY5PQTSMJKWY35. Also licensed by the Financial Markets Authority (FMA) under license number Company Number: 3527631 NZBN: 9429030968608. Registered with Financial Services Complaints Ltd (FSCL), the New Zealand Police Financial Intelligence Unit (NZ FIU) and the NZ Department of Internal Affairs (DIA).
Singapore
Convera Singapore Pte. Is licensed under license number PS20200438 and Convera Singapore Financial Pte Ltd under license number CMS100116 by the Monetary Authority of Singapore (MAS).
Europe & UK
Czech Republic
Convera Europe S.A., (Czech Republic Branch) is registered with Czech National Bank as Registration authority and the Financial Analytical Office (FAU).
France
Convera Europe S.A. , French Branch is registered with ACPR: Autorité de contrôle prudential, French Financial Markets Authority (Autorite des Marches Financiers – AMF) and the Intelligence Processing and Action against Illicit Financial Networks Unit (TRACFIN).
Italy
Convera Europe Financial S.A. , Italy Branch is registered with Italian Commissione Nazionale per le Società e la Borsa (Consob), the Financial Intelligence Unit (UIF) and the Bank of Italy (Prudential).
Luxembourg
Convera Europe S.A. is licensed by Commission de Surveillance du Secteur Financier (CSSF) under license number Z-0000028 For PSD; P00000550 for MiFID and by the Luxembourg Financial Intellegince Unit (CRF) under license number P550. This license passports to all of our European branches.
Malta
Convera Malta Financial Limited is licensed by Malta Financial Services Authority under license number 549300FY5PQTSMJKWY35.
Poland
Convera Europe S.A Poland Branch is registered with General Inspector of Financial Information (GIFI), the Ministerstwo Finansów (MF) and the Polish Financial Supervision Authority.
Spain
Convera Europe Financial S.A. Spain Branch is registered with the Comision Nacional del Mercado De Valores, the Executive Service of the Commission for the Prevention of Money Laundering and Monetary Offences (SEPBLAC) and the Bank of Spain.
Switzerland
Convera Switzerland, LLC is licensed by Eidgenössische Finanzmarktaufsicht FINMA. This entity is also registered with Money Laundering Reporting Office (MROS) and the VQF.
United Kingdom
Convera UK Limited is licensed by Financial Conduct Authority (FCA) under license number CUKL: 04380026, FCA Ref: 517165, and the HMRC under license number CUKL: XSML00000105522.
Convera UK Financial Limited is licensed by Financial Conduct Authority (FCA) under license number CUKFL: 13682869.
North America
Canada
Convera Canada ULC is licensed by City of Vancouver under license number 24-132006-01 (Money Services), the City of Vancouver under license number 24-121524-01 (Financial Services), the Revenu Quebec under license number CCULC – 0000000000014060. This entity is also registered with British Columbia Securities Commission (BCSC), the Ontario Securities Commission (OSC), Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) as AML / FIU (Registration Number: CCULC – 166093) and the Bank of Canada.
Convera UK Limited located is also licensed by Revenu Quebec under license number CUKL – 0000000000010995, and registered with Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) as AML / FIU (Registration Number: CUKL – 147648).
United States
Convera USA, LLC is registered with the Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC) and holds 54 licenses across the United States, listed below:
| License | License Number |
| Alabama Securities Commission | 457 |
| Alaska Department of Commerce, Community, and Economic Development | AKMT-10044 |
| Alaska Department of Commerce, Community, and Economic Development | 2163462 |
| State of Arizona Department of Insurance and Financial Institutions | 2163462 |
| Arkansas Securities Department | 42817 |
| by State of California Department of Financial Protection & Innovation | 2022 |
| Colorado Division of Banking | 500153 |
| State of Connecticut Department of Banking | MT-907333 |
| State of Delaware Office of the State Bank Commissioner | 9504 |
| Government of the District of Columbia Department of Insurance, Securities, and Banking | MTR907333. |
| State of Florida Office of Financial Regulation | FT230000387. |
| State of Georgia Department of Banking and Finance | 9344 |
| Government of Guam Department of Revenue and Taxation | 03-202000262-001 |
| State of Hawaii Department of Commerce and Consumer Affairs Division of Financial Institutions | HIMT065 |
| Idaho Department of Finance | MTL-105 |
| State of Illinois Department of Financial Professional Regulation Division of Financial Institutions | MT.0000214 |
| State of Indiana Department of Financial Institutions | 17098 |
| State of Iowa Division of Banking | 2005-0058 |
| Kansas Office of the State Bank Commissioner | MT.0300001 |
| Commonwealth of Kentucky Department of Financial Institutions | SC18091 |
| State of Louisiana Commissioner of Financial Institutions | 292 |
| State of Maine Department of Professional & Financial Regulation Bureau of Consumer Credit Protection | MD1443 |
| State of Maryland Department of Labor Commissioner of Financial Regulation | 907333 |
| Commonwealth of Massachusetts Office of Consumer Affairs and Business Regulation Division of Banks | CS0016 (Check Seller) FT0041 (Foreign Transmittal Agency) |
| State of Michigan Department of Insurance and Financial Services | MT0016885 |
| State of Minnesota Department of Commerce | MN-MT-52034 |
| Mississippi Department of Banking and Consumer Finance | 907333. |
| State of Missouri Division of Finance | MO-25-5884 |
| State of Nebraska Department of Banking and Finance | MT.0001009-M |
| State of Nevada Department of Business and Industry Financial Institutions Division | MT11190 |
| State of New Hampshire Banking Department | 13425-MT |
| State of New Jersey Department of Banking and Insurance | 0634545-C22 |
| State of New Mexico Regulation and Licensing Department Financial Institutions Division | 907333 |
| New York State Department of Financial Services | 104915 |
| North Carolina Commissioner of Banks | 127351 |
| State of North Dakota Department of Financial Institutions | MT102096 |
| State of Ohio Department of Commerce Division of Financial Institutions | OHMT051 |
| State of Oklahoma Office of State Bank Commissioner | OKDOB001 |
| Oregon Department of Consumer and Business Services Division of Financial Regulation | MTX-30074 |
| Commonwealth of Pennsylvania Department of Banking | 18024 |
| Estado Libre Asociado de Puerto Rico Oficina Del Comisionado de Instituciones Financieras | TM-038 |
| State of Rhode Island Department of Business Regulation Division of Banking | 20203984CT |
| South Carolina Attorney General | 907333 |
| South Dakota Department of Labor Regulation Division of Banking | 907333.MT |
| Tennessee Department of Financial Institutions | 103 |
| State of Texas Department of Banking | 2334 |
| State of Utah Department of Financial Institutions | 57 |
| State of Vermont Commissioner of Financial Regulation | 100-020. |
| Commonwealth of Virginia State Corporation Commission Bureau of Financial Institutions | MO-152 |
| State of Washington Department of Financial Institutions | 550-MT-28272 |
| State of West Virginia Division of Financial Institutions | WVMT-907333. |
| State of Wisconsin Department of Financial Institutions | 124-SOC. |
| State of Wyoming Division of Banking | 7189 |